Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed Jun 15, 2023
- Accession no.
- 0001140361-23-030087
- Filed
- Jun 15, 2023
- Trade date
- Jun 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $375.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Mem Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Ordinary Shares | MOption exerciseAcquired | +10,000 | $9.20 | +$92,000 | 215,511 | Direct | |
| Jun 13, 2023 | Ordinary Shares | MOption exerciseAcquired | +5,000 | $10.78 | +$53,900 | 220,511 | Direct | |
| Jun 13, 2023 | Ordinary Shares | SSaleDisposed | −15,000 | $25.00F2 | −$375,000 | 205,511 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Ordinary Shares | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 102,500 | Direct | |
| Jun 13, 2023 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 75,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $25.00 to $25.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.