Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Jun 13, 2023
- Accession no.
- 0001140361-23-029681
- Filed
- Jun 13, 2023, 7:19 PM ET
- Trade date
- Jun 9-12, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 7 derivative transactions. Open-market sales total $6.37M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,884,800 | $1.60 | −$3,015,680 | 134,237,284 | Indirect | |
| Jun 12, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,100,000 | $1.60 | −$1,760,000 | 133,137,284 | Indirect | |
| Jun 12, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.59 | −$1,590,000 | 132,137,284 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +5,000 | $1.36 | +$68 | 19,114 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +250,000 | $1.59 | +$3,975 | 21,564 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +250,000 | $0.83 | +$2,075 | 21,564 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +250,000 | $1.40 | +$3,500 | 21,614 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +447,600 | $0.70 | +$3,133.2 | 33,072 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +500,000 | $0.26 | +$1,300 | 52,600 | Indirect | |
| Jun 12, 2023 | Class A Common Stock | PPurchaseAcquired | +1,000,000 | $1.33 | +$13,300 | 31,614 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.