Cheav Sotheara's Form 4 filing
ACM Research, Inc. (ACMR) · filed Jun 8, 2023
- Accession no.
- 0001140361-23-029035
- Filed
- Jun 8, 2023
- Trade date
- Jun 6, 2022-Jun 6, 2023
- Filing delay
- 367 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $390.0K. It was filed 367 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cheav SothearaCIK 0001721279 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Class A Common Stock | MOption exerciseAcquired | +22,500 | $4.62 | +$103,950 | 132,502 | Direct | |
| Jun 6, 2023 | Class A Common Stock | MOption exerciseAcquired | +16,500 | $5.33 | +$87,945 | 149,002 | Direct | |
| Jun 6, 2023 | Class A Common Stock | SSaleDisposed | −39,000 | $10.00 | −$390,000 | 110,002 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Class A Common Stock | MOption exerciseDisposed | −22,500 | $0.00 | $0 | 12,500 | Direct | |
| Jun 6, 2023 | Class A Common Stock | MOption exerciseDisposed | −16,500 | $0.00 | $0 | 13,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Senior Vice President, Manufacturing of ACM Research (Shanghai), Inc., a subsidiary of the Issuer