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Petelle James F's Form 4 filing

Insteel Industries Inc (IIIN) · filed Jun 8, 2023

Accession no.
0001140361-23-028894
Filed
Jun 8, 2023
Trade date
Feb 6-Jun 6, 2023
Filing delay
122 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $155.9K. It was filed 122 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Petelle James FCIK 0001189812Officer (Vice President, Sec. and CLO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2023Common StockMOption exerciseAcquired+1,570$21.57+$33,864.918,105Direct
Jun 6, 2023Common StockMOption exerciseAcquired+1,926$18.25+$35,149.520,031Direct
Jun 6, 2023Common StockMOption exerciseAcquired+1,412$19.86+$28,042.3221,443Direct
Jun 6, 2023Common StockSSaleDisposed−4,908$31.76−$155,878.0816,535Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 6, 2023Common StockMOption exerciseDisposed−1,570$0.00$00Direct
Jun 6, 2023Common StockMOption exerciseDisposed−1,412$0.00$01,412Direct
Jun 6, 2023Common StockMOption exerciseDisposed−1,926$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)