Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Jun 5, 2023
- Accession no.
- 0001140361-23-028432
- Filed
- Jun 5, 2023, 7:26 PM ET
- Trade date
- Jun 1-2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.49M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,207,946 | $1.62 | −$1,956,872.52 | 143,494,902 | Indirect | |
| Jun 2, 2023 | AMC Preferred Equity Units | SSaleDisposed | −337,380 | $1.59 | −$536,434.2 | 143,157,522 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Class A Common Stock | PPurchaseAcquired | +953,200 | $0.64 | +$6,100.48 | 9,532 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | PPurchaseAcquired | +953,200 | $0.67 | +$6,386.44 | 19,064 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | PPurchaseAcquired | +1,906,400 | $1.27 | +$24,211.28 | 19,064 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | PPurchaseAcquired | +1,906,400 | $0.81 | +$15,441.84 | 19,064 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | PPurchaseAcquired | +1,906,400 | $1.56 | +$29,739.84 | 19,064 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.