Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed May 23, 2023
- Accession no.
- 0001140361-23-026317
- Filed
- May 23, 2023
- Trade date
- May 19-22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $150.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Mem Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Ordinary Shares | MOption exerciseAcquired | +5,000 | $9.20 | +$46,000 | 210,511 | Direct | |
| May 19, 2023 | Ordinary Shares | SSaleDisposed | −5,000 | $20.00 | −$100,000 | 205,511 | Direct | |
| May 22, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,500 | $9.20 | +$23,000 | 208,011 | Direct | |
| May 22, 2023 | Ordinary Shares | SSaleDisposed | −2,500 | $20.00 | −$50,000 | 205,511 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $9.20 | −$46,000 | 115,000 | Direct | |
| May 22, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,500 | $9.20 | −$23,000 | 112,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.