Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed May 18, 2023
- Accession no.
- 0001140361-23-025552
- Filed
- May 18, 2023, 8:02 PM ET
- Trade date
- May 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.48M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | AMC Preferred Equity Units | SSaleDisposed | −133,900 | $1.58 | −$211,562 | 153,081,686 | Indirect | |
| May 16, 2023 | AMC Preferred Equity Units | SSaleDisposed | −364,047 | $1.60 | −$582,475.2 | 152,717,639 | Indirect | |
| May 16, 2023 | AMC Preferred Equity Units | JOtherDisposed | −4,087,923 | $1.65F5 | −$6,745,072.95 | 148,629,716 | Indirect | |
| May 17, 2023 | AMC Preferred Equity Units | SSaleDisposed | −426,868 | $1.60 | −$682,988.8 | 148,202,848 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Antara Master Fund undertook ordinary course rebalancing transactions that resulted in a transfer of AMC Preferred Equity Units to Corbin ERISA Opportunity Fund Ltd. ("Corbin ERISA Fund") and Corbin Opportunity Fund LP ("Corbin Opportunity Fund"). In connection with such rebalancing, the following transactions were consummated: (a) Corbin ERISA Fund purchased 3,080,599 AMC Preferred Equity Units and (b) Corbin Opportunity Fund purchased 1,007,324 AMC Preferred Equity Units.
Referenced by the price of 1 transaction in Table I.