Kuperschmid Mark's Form 4 filing
Great Elm Capital Corp. (GECC) · filed May 16, 2023
- Accession no.
- 0001140361-23-025139
- Filed
- May 16, 2023
- Trade date
- May 12, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $40.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuperschmid MarkCIK 0001688208 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2023 | Common Stock | PPurchaseAcquired | +2,000 | $8.01 | +$16,020 | 13,972 | Indirect | |
| May 12, 2023 | Common Stock | PPurchaseAcquired | +300 | $8.01 | +$2,403 | 300 | Direct | |
| May 12, 2023 | Common Stock | PPurchaseAcquired | +2,700 | $8.02 | +$21,654 | 3,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.