Reynal Vicente's Form 4/A amendment
AmendedIngersoll Rand Inc. (IR) · filed Apr 28, 2023
- Accession no.
- 0001140361-23-021740
- Filed
- Apr 28, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 65 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 24, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $1.44M. It was filed 65 days after the trade.
This amendment restates part of 0001140361-23-008685 (filed Feb 24, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reynal VicenteCIK 0001705738 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +8,240 | –F2 | – | 223,261 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −10,726 | $57.46 | −$616,315.96 | 212,535 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −8,240 | $0.00 | $0 | 24,722 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001140361-23-008685 (filed Feb 24, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | SSaleDisposed | −25,000 | $57.50F3 | −$1,437,500 | 189,345 | Direct | |
| Feb 23, 2023 | Common Stock | GGiftDisposed | −2,000 | $0.00 | $0 | 171,802 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.555, inclusive. The Reporting Person undertakes to provide to Ingersoll Rand Inc., any security holder of Ingersoll Rand Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed on February 24, 2023 is being amended to correct the number of shares of common stock acquired upon vesting of restricted stock units, the number of such restricted stock units beneficially owned following such transaction, the number of shares withheld to pay taxes applicable to the vesting of restricted stock units and the number of shares of common stock beneficially owned following the reported transactions. This amendment is deemed to amend and update any subsequently filed Form 4 filed through the date hereof.
- F2
Represents restricted stock units originally granted on February 22, 2022, which vest in four equal annual installments beginning on February 22, 2023, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
Referenced by the price of 1 transaction in Table I.
- F3
Represents shares withheld to pay taxes applicable to vesting of restricted stock units.
Remarks
Title: President and Chief Executive Officer