Cowen And Company, LLC's Form 4 filing
Fusion Acquisition Corp. II (FSNB) · filed Apr 25, 2023
- Accession no.
- 0001140361-23-020344
- Filed
- Apr 25, 2023, 9:23 PM ET
- Trade date
- Apr 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $168.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cowen And Company, LLCCIK 0000048966 | 10% Owner |
| Cowen Holdings, Inc.CIK 0001355007 | 10% Owner |
| Cowen Inc.CIK 0001466538 | 10% Owner |
| RCG LV Pearl LLCCIK 0001613404 | 10% Owner |
| Cowen Financial Products LLCCIK 0001771015 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Class A Common Stock | SSaleDisposed | −10,100 | $10.24 | −$103,424 | 336,293 | Indirect | |
| Apr 21, 2023 | Class A Common Stock | SSaleDisposed | −4,900 | $10.27 | −$50,298.5 | 331,393 | Indirect | |
| Apr 21, 2023 | Class A Common Stock | SSaleDisposed | −1,393 | $10.27 | −$14,306.11 | 330,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.