Cowen And Company, LLC's Form 4 filing
Fusion Acquisition Corp. II (FSNB) · filed Apr 25, 2023
- Accession no.
- 0001140361-23-020343
- Filed
- Apr 25, 2023, 9:22 PM ET
- Trade date
- Apr 19, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $372.7K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cowen And Company, LLCCIK 0000048966 | 10% Owner |
| Cowen Holdings, Inc.CIK 0001355007 | 10% Owner |
| Cowen Inc.CIK 0001466538 | 10% Owner |
| RCG LV Pearl LLCCIK 0001613404 | 10% Owner |
| Cowen Financial Products LLCCIK 0001771015 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2023 | Class A Common Stock | PPurchaseAcquired | +36,400 | $10.24 | +$372,736 | 346,393 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.