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Bizily Scott's Form 4 filing

4D Molecular Therapeutics, Inc. (FDMT) · filed Apr 25, 2023

Accession no.
0001140361-23-020316
Filed
Apr 25, 2023
Trade date
Apr 21, 2023
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $75.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bizily ScottCIK 0001920738Officer (Chief Legal and HR Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2023Common StockMOption exerciseAcquired+3,750$8.04+$30,1505,859Direct
Apr 21, 2023Common StockSSaleDisposed−3,750$20.00−$75,0002,109Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 21, 2023Common StockMOption exerciseDisposed−3,750$0.00$052,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)