Antara Capital LP's Form 4/A amendment
AmendedAMC Entertainment Holdings, Inc. (AMC) ยท filed Apr 11, 2023
- Accession no.
- 0001140361-23-017851
- Filed
- Apr 11, 2023, 7:05 PM ET
- Trade date
- Mar 31, 2023
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 3, 2023
This filing lists 10 derivative transactions. It was filed 11 days after the trade.
This amendment replaces 0001140361-23-015739 (filed Apr 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +1,221,500 | $0.08 | +$977.2 | 147,012 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +6,558,800 | $0.39 | +$25,579.32 | 65,558 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +1,150,000 | $0.13 | +$1,495 | 11,500 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +125,000 | $0.07 | +$87.5 | 1,250 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +8,918,000 | $0.17 | +$15,160.6 | 89,180 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +412,000 | $0.08 | +$329.6 | 151,132 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +252,200 | $0.07 | +$176.54 | 153,654 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +252,200 | $0.19 | +$479.18 | 2,522 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +747,800 | $0.07 | +$523.46 | 161,132 | Indirect | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +747,800 | $0.19 | +$1,420.82 | 10,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").
- F2
Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.
- F3
The securities are held directly by Antara Master Fund.
- F4
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F5
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 1 of the Form 4 to correct the amount of securities underlying the derivative security.
- F6
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security.
- F7
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security.
- F8
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security.
- F9
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 5 of the Form 4 to correct the amount of securities underlying the derivative security.
- F10
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 6 of the Form 4 to correct the amount of securities underlying the derivative security.
- F11
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 7 of the Form 4 to correct the amount of securities underlying the derivative security.
- F12
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 8 of the Form 4 to correct the amount of securities underlying the derivative security.
- F13
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 9 of the Form 4 to correct the amount of securities underlying the derivative security.
- F14
This filing amends the Form 4, which was originally filed on April 3, 2023. This line amends and restates Table II, Line 10 of the Form 4 to correct the amount of securities underlying the derivative security.