Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Apr 6, 2023
- Accession no.
- 0001140361-23-017100
- Filed
- Apr 6, 2023, 8:39 PM ET
- Trade date
- Apr 4-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $18.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,000,000 | $1.70 | −$3,400,000 | 170,096,928 | Indirect | |
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.64 | −$1,640,000 | 169,096,928 | Indirect | |
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −3,000,000 | $1.67 | −$5,010,000 | 166,096,928 | Indirect | |
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.80 | −$1,800,000 | 165,096,928 | Indirect | |
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,000,000 | $1.61 | −$3,220,000 | 163,096,928 | Indirect | |
| Apr 4, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.60 | −$1,600,000 | 162,096,928 | Indirect | |
| Apr 4, 2023 | Class A Common Stock | SSaleDisposed | −50,000 | $3.72 | −$186,000 | 0 | Indirect | |
| Apr 5, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.68 | −$1,680,000 | 161,096,928 | Indirect | |
| Apr 5, 2023 | AMC Preferred Equity Units | SSaleDisposed | −8,385 | $1.70 | −$14,254.5 | 161,088,543 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +504,500 | $2.22 | +$11,199.9 | 5,045 | Indirect | |
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +754,000 | $1.50 | +$11,310 | 7,540 | Indirect | |
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +1,400,000 | $0.54 | +$7,560 | 14,000 | Indirect | |
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +941,500 | $1.13 | +$10,638.95 | 9,415 | Indirect | |
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +1,400,000 | $0.72 | +$10,080 | 24,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.