Caro Jodi J's Form 4 filing
Ulta Beauty, Inc.ULTA · filed Mar 22, 2023
- Accession no.
- 0001140361-23-013091
- Filed
- Mar 22, 2023
- Trade date
- Mar 20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caro Jodi JCIK 0001548219 | Officer (GC and Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Stock | MOption exerciseAcquired | +3,437 | $348.73 | +$1,198,585.01 | 9,731 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −3,437 | $506.29F1 | −$1,740,118.73 | 6,294 | Direct | |
| Mar 20, 2023 | Common Stock | SSaleDisposed | −1,063 | $507.81F2 | −$539,802.03 | 5,231 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Shares | MOption exerciseAcquired | +3,437 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $505.880 to $506.870. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $507.520 to $507.965. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.