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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Mar 13, 2023

Accession no.
0001140361-23-011462
Filed
Mar 13, 2023
Trade date
Mar 9-10, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $103.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2023Common StockPPurchaseAcquired+24,564$2.31+$56,742.841,779,795Indirect
Mar 9, 2023Common StockPPurchaseAcquired+4,049$2.31+$9,353.191,828,946Indirect
Mar 10, 2023Common StockPPurchaseAcquired+14,437$2.24+$32,338.881,794,232Indirect
Mar 10, 2023Common StockPPurchaseAcquired+2,379$2.24+$5,328.961,831,325Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)