Kaplan Matthew D's Form 4 filing
Great Elm Capital Corp. (GECC) · filed Mar 9, 2023
- Accession no.
- 0001140361-23-010985
- Filed
- Mar 9, 2023
- Trade date
- Mar 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $82.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan Matthew DCIK 0001916576 | Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | Common Stock | PPurchaseAcquired | +5,020 | $9.13 | +$45,832.6 | 7,020 | Direct | |
| Mar 8, 2023 | Common Stock | PPurchaseAcquired | +2,201 | $9.46 | +$20,821.46 | 9,221 | Direct | |
| Mar 9, 2023 | Common Stock | PPurchaseAcquired | +1,679 | $9.41 | +$15,799.39 | 10,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.