Reynal Vicente's Form 4 filing
Ingersoll Rand Inc.IR · filed Feb 27, 2023
- Accession no.
- 0001140361-23-008981
- Filed
- Feb 27, 2023
- Trade date
- Feb 23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reynal VicenteCIK 0001705738 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +9,187 | –F1 | – | 198,532 | Direct | |
| Feb 23, 2023 | Common Stock | FTax withholdingDisposed | −4,052 | $57.89 | −$234,570.28 | 194,480 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −50,000 | $57.01F3 | −$2,850,500 | 144,480 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −25,000 | $58.00 | −$1,450,000 | 119,480 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −9,187 | $0.00 | $0 | 18,374 | Direct | |
| Feb 23, 2023 | Common Stock | AGrant or awardAcquired | +30,229 | $0.00 | $0 | 30,229 | Direct | |
| Feb 23, 2023 | Common Stock | AGrant or awardAcquired | +70,337 | $0.00 | $0 | 70,337 | Direct | |
| Feb 23, 2023 | Common Stock | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents restricted stock units originally granted on February 23, 2021, which vest in four equal annual installments beginning on February 23, 2022, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.09, inclusive. The Reporting Person undertakes to provide to Ingersoll Rand Inc., any security holder of Ingersoll Rand Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Title: President and Chief Executive Officer