Sussman S Donald's Form 4 filing
Eaton Vance Ltd Duration Income Fund (EVV) · filed Feb 23, 2023
- Accession no.
- 0001140361-23-008299
- Filed
- Feb 23, 2023, 4:32 PM ET
- Trade date
- Feb 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sussman S DonaldCIK 0001044734 | 10% Owner |
| Paloma Partners Management CoCIK 0001103882 | 10% Owner |
| Paloma International L PCIK 0001270603 | 10% Owner |
| Sunrise Partners Limited PartnershipCIK 0001369507 | 10% Owner |
| Paloma Partners Advisors LPCIK 0001633870 | 10% Owner |
| Hayt Gregory S.CIK 0001924125 | 10% Owner |
| Paloma Partners Advisors, Inc.CIK 0001924140 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Series A Auction Preferred Shares | SSaleDisposed | −194 | $21,750.00 | −$4,219,500 | 0 | Indirect | Price outlier |
| Feb 21, 2023 | Series B Auction Preferred Shares | SSaleDisposed | −164 | $21,750.00 | −$3,567,000 | 0 | Indirect | Price outlier |
| Feb 21, 2023 | Series C Auction Preferred Shares | SSaleDisposed | −366 | $21,750.00 | −$7,960,500 | 0 | Indirect | Price outlier |
| Feb 21, 2023 | Series D Auction Preferred Shares | SSaleDisposed | −154 | $21,750.00 | −$3,349,500 | 0 | Indirect | Price outlier |
| Feb 21, 2023 | Series E Auction Preferred Shares | SSaleDisposed | −134 | $21,750.00 | −$2,914,500 | 0 | Indirect | Price outlier |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.