Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Feb 16, 2023
- Accession no.
- 0001140361-23-007534
- Filed
- Feb 16, 2023, 8:27 PM ET
- Trade date
- Feb 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $55.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | AMC Preferred Equity Units | SSaleDisposed | −977,300 | $2.41 | −$2,355,293 | 248,733,117 | Indirect | |
| Feb 14, 2023 | AMC Preferred Equity Units | SSaleDisposed | −488,650 | $2.40 | −$1,172,760 | 248,244,467 | Indirect | |
| Feb 14, 2023 | AMC Preferred Equity Units | SSaleDisposed | −488,650 | $2.39 | −$1,167,873.5 | 247,755,817 | Indirect | |
| Feb 14, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,965,910 | $2.40 | −$7,118,184 | 244,789,907 | Indirect | |
| Feb 15, 2023 | AMC Preferred Equity Units | SSaleDisposed | −16,677,800 | $2.46 | −$41,027,388 | 228,112,107 | Indirect | |
| Feb 15, 2023 | AMC Preferred Equity Units | SSaleDisposed | −879,600 | $2.46 | −$2,163,816 | 227,232,507 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Class A Common Stock | SSaleDisposed | −50,000 | $4.47 | −$2,235,000 | 1,500,000 | Indirect | |
| Feb 15, 2023 | Class A Common Stock | SSaleDisposed | −100,000 | $4.62 | −$462,000 | 1,400,000 | Indirect | |
| Feb 15, 2023 | Class A Common Stock | SSaleDisposed | −12,100 | $4.93 | −$1,561,168.31 | 1,083,333 | Indirect | |
| Feb 16, 2023 | Class A Common Stock | SSaleDisposed | −200,000 | $5.24 | −$104,800 | 883,333 | Indirect | |
| Feb 16, 2023 | Class A Common Stock | SSaleDisposed | −83,333 | $5.28 | −$439,998.24 | 800,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.