Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Feb 14, 2023
- Accession no.
- 0001140361-23-007095
- Filed
- Feb 14, 2023, 9:28 PM ET
- Trade date
- Feb 9-14, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $31.0M. It was filed 5 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001140361-23-017830 (Apr 11, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Class A Common Stock | SSaleDisposed | −3,638,989 | $4.79 | −$17,428,210.02 | 1,361,011 | Indirect | |
| Feb 13, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,973,400 | $2.42 | −$7,195,628 | 249,710,417 | Indirect | |
| Feb 13, 2023 | Class A Common Stock | SSaleDisposed | −671,633 | $4.72 | −$3,172,928.62 | 689,378 | Indirect | |
| Feb 13, 2023 | Class A Common Stock | SSaleDisposed | −401,589 | $4.66 | −$1,871,605.53 | 287,789 | Indirect | |
| Feb 14, 2023 | Class A Common Stock | SSaleDisposed | −287,789 | $4.56 | −$1,312,548.07 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Class A Common Stock | ELess common codeDisposed | −30,000 | $0.00 | $0 | 0 | Indirect | |
| Feb 9, 2023 | Class A Common Stock | ELess common codeDisposed | −10,000 | $0.00 | $0 | 0 | Indirect | |
| Feb 9, 2023 | Class A Common Stock | ELess common codeDisposed | −12,100 | $0.00 | $0 | 0 | Indirect | |
| Feb 13, 2023 | Class A Common Stock | ELess common codeDisposed | −37,908 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.