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O'Kane Kieran's Form 4 filing

Biodesix Inc (BDSX) · filed Feb 10, 2023

Accession no.
0001140361-23-006073
Filed
Feb 10, 2023
Trade date
Feb 8-9, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.60K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
O'Kane KieranCIK 0001828131Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 8, 2023Common StockMOption exerciseAcquired+5,461–F1–24,992Direct
Feb 9, 2023Common StockSSaleDisposed−1,999$1.80F3−$3,598.222,993Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 8, 2023Common StockAGrant or awardAcquired+122,135$0.00$0122,135Direct
Feb 8, 2023Common StockMOption exerciseDisposed−1,490$0.00$017,873Direct
Feb 8, 2023Common StockMOption exerciseDisposed−3,971$0.00$07,944Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Issuer's common stock.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)