BROOKFIELD Corp's Form 4 filing
Vistra Corp. (VST) · filed Dec 2, 2022
- Accession no.
- 0001140361-22-044310
- Filed
- Dec 2, 2022, 8:55 PM ET
- Trade date
- Nov 30-Dec 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $75.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | Other: See Remarks |
| Brookfield Private Equity Inc.CIK 0001685113 | Other: See Remarks |
| Brookfield Private Equity Group Holdings LPCIK 0001685157 | Other: See Remarks |
| Brookfield Capital Partners Ltd.CIK 0001685158 | Other: See Remarks |
| Titan Co-Investment GP, LLCCIK 0001703169 | Other: See Remarks |
| Brookfield Titan Holdings LPCIK 0001703170 | Other: See Remarks |
| Brookfield Private Equity Direct Investments Holdings LPCIK 0001703172 | Other: See Remarks |
| Brookfield Private Equity Holdings LLCCIK 0001703248 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | Other: See Remarks |
| BAM Partners TrustCIK 0001861643 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,135,176 | $24.09F5 | −$51,436,389.84 | 13,281,712 | Indirect | |
| Dec 1, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −970,000 | $24.53F6 | −$23,794,100 | 12,311,712 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
See Exhibit 99.1 for text of footnote (5).
Referenced by the price of 1 transaction in Table I.
- F6
See Exhibit 99.1 for text of footnote (6).
Referenced by the price of 1 transaction in Table I.
Remarks
Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG"), Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into two identical parts. This filing is part one of two. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated herein by reference.