GEM Global Yield Fund LLC's Form 4 filing
Quanergy Systems, Inc. (QNGY) · filed Nov 14, 2022
- Accession no.
- 0001140361-22-041497
- Filed
- Nov 14, 2022, 5:52 PM ET
- Trade date
- Nov 2, 2022
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $674.1K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GEM Global Yield Fund LLCCIK 0001940717 | 10% Owner |
| GEM Global Yield LLC SCSCIK 0001940719 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2022 | Class A ordinary shares, $0.0001 par value per share | PPurchaseAcquired | +630,000 | $1.07 | +$674,100 | 1,315,842 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.