DS Private Equity Co., Ltd.'s Form 4 filing
Nuscale Power Corp (SMR) · filed Nov 1, 2022
- Accession no.
- 0001140361-22-039376
- Filed
- Nov 1, 2022, 4:10 PM ET
- Trade date
- Oct 28-31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.70M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DS Private Equity Co., Ltd.CIK 0001929007 | 10% Owner |
| Dok Soo JangCIK 0001929382 | 10% Owner |
| DS Asset Management Co., Ltd.CIK 0001929488 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Class A Common Stock | SSaleDisposed | −98,283 | $11.54 | −$1,133,890.97 | 2,539,061 | Direct | |
| Oct 31, 2022 | Class A Common Stock | SSaleDisposed | −49,405 | $11.37 | −$561,685.45 | 2,489,656 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.