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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Oct 28, 2022

Accession no.
0001140361-22-038924
Filed
Oct 28, 2022
Trade date
Oct 26-28, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market purchases total $23.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 26, 2022Common StockPPurchaseAcquired+2,062$1.99+$4,103.381,574,609Indirect
Oct 26, 2022Common StockPPurchaseAcquired+675$1.99+$1,343.25143,108Indirect
Oct 26, 2022Common StockPPurchaseAcquired+431$1.99+$857.691,818,809Indirect
Oct 27, 2022Common StockPPurchaseAcquired+2,582$1.99+$5,138.181,577,191Indirect
Oct 27, 2022Common StockPPurchaseAcquired+843$1.99+$1,677.57143,951Indirect
Oct 27, 2022Common StockPPurchaseAcquired+539$1.99+$1,072.611,819,348Indirect
Oct 28, 2022Common StockPPurchaseAcquired+2,904$2.00+$5,8081,580,095Indirect
Oct 28, 2022Common StockPPurchaseAcquired+951$2.00+$1,902144,902Indirect
Oct 28, 2022Common StockPPurchaseAcquired+613$2.00+$1,2261,819,961Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)