Phillips Keith D.'s Form 4 filing
Piedmont Lithium Inc. (PLL) · filed Oct 21, 2022
- Accession no.
- 0001140361-22-038078
- Filed
- Oct 21, 2022
- Trade date
- Oct 21, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $350.1K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Keith D.CIK 0001864191 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +20,000 | $12.38 | +$247,600 | 130,771 | Direct | |
| Oct 21, 2022 | Common Stock, par value $0.0001 | FTax withholdingDisposed | −4,348 | $56.95 | −$247,618.6 | 126,423 | Direct | |
| Oct 21, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −6,164 | $56.79 | −$350,053.56 | 120,259 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2022 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.