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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Oct 20, 2022

Accession no.
0001140361-22-037985
Filed
Oct 20, 2022
Trade date
Oct 18, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $43.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 18, 2022Common StockPPurchaseAcquired+14,039$2.00+$28,0781,569,063Indirect
Oct 18, 2022Common StockPPurchaseAcquired+4,584$2.00+$9,168141,303Indirect
Oct 18, 2022Common StockPPurchaseAcquired+2,870$2.00+$5,7401,817,668Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)