Drapkin Matthew A's Form 4 filing
Great Elm Group, Inc. (GEG) · filed Oct 14, 2022
- Accession no.
- 0001140361-22-037264
- Filed
- Oct 14, 2022
- Trade date
- Oct 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $26.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Drapkin Matthew ACIK 0001458693 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +1,038 | $2.00 | +$2,076 | 1,547,219 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +334 | $2.00 | +$668 | 134,208 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +206 | $2.00 | +$412 | 1,813,242 | Indirect | |
| Oct 13, 2022 | Common Stock | PPurchaseAcquired | +4,328 | $2.00 | +$8,656 | 1,551,547 | Indirect | |
| Oct 13, 2022 | Common Stock | PPurchaseAcquired | +1,397 | $2.00 | +$2,794 | 135,605 | Indirect | |
| Oct 13, 2022 | Common Stock | PPurchaseAcquired | +869 | $2.00 | +$1,738 | 1,814,111 | Indirect | |
| Oct 14, 2022 | Common Stock | PPurchaseAcquired | +3,477 | $2.00 | +$6,954 | 1,555,024 | Indirect | |
| Oct 14, 2022 | Common Stock | PPurchaseAcquired | +1,114 | $2.00 | +$2,228 | 136,719 | Indirect | |
| Oct 14, 2022 | Common Stock | PPurchaseAcquired | +687 | $2.00 | +$1,374 | 1,814,798 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.