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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Oct 11, 2022

Accession no.
0001140361-22-036877
Filed
Oct 11, 2022
Trade date
Oct 6-11, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions. Open-market purchases total $25.6K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 6, 2022Common StockPPurchaseAcquired+725$2.00+$1,4501,541,862Indirect
Oct 6, 2022Common StockPPurchaseAcquired+235$2.00+$470132,494Indirect
Oct 6, 2022Common StockPPurchaseAcquired+1,254$2.00+$2,5081,808,163Indirect
Oct 7, 2022Common StockPPurchaseAcquired+403$2.00+$8061,542,265Indirect
Oct 7, 2022Common StockPPurchaseAcquired+129$2.00+$258132,623Indirect
Oct 7, 2022Common StockPPurchaseAcquired+691$2.00+$1,3821,808,854Indirect
Oct 10, 2022Common StockPPurchaseAcquired+1,103$2.00+$2,2061,543,368Indirect
Oct 10, 2022Common StockPPurchaseAcquired+354$2.00+$708132,977Indirect
Oct 10, 2022Common StockPPurchaseAcquired+1,890$2.00+$3,7801,810,744Indirect
Oct 11, 2022Common StockPPurchaseAcquired+2,813$2.00+$5,6261,546,181Indirect
Oct 11, 2022Common StockPPurchaseAcquired+897$2.00+$1,794133,874Indirect
Oct 11, 2022Common StockPPurchaseAcquired+2,292$2.00+$4,5841,813,036Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)