Advent International, L.P.'s Form 4 filing
First Watch Restaurant Group, Inc. (FWRG) · filed Oct 11, 2022
- Accession no.
- 0001140361-22-036826
- Filed
- Oct 11, 2022, 4:36 PM ET
- Trade date
- Oct 6, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $9.99M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Advent International, L.P.CIK 0001034196 | 10% Owner |
| Advent Partners GPE VII-B Cayman Limited PartnershipCIK 0001563878 | 10% Owner |
| Advent Partners GPE VIII Limited PartnershipCIK 0001676941 | 10% Owner |
| Advent Partners GPE VIII-A Limited PartnershipCIK 0001676961 | 10% Owner |
| Advent Partners GPE VIII Cayman Limited PartnershipCIK 0001676968 | 10% Owner |
| Advent Partners GPE VIII-A Cayman Limited PartnershipCIK 0001677055 | 10% Owner |
| Advent International GPE VIII, LLCCIK 0001713142 | 10% Owner |
| AP GPE VIII GP Limited PartnershipCIK 0001714513 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2022 | Common Stock | SSaleDisposed | −675,000 | $14.80F1 | −$9,991,687.5 | 41,564,784 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
See Exhibit 99.1 for text of footnote (1).
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference. Form 3 of 3: This Form 4 is the third of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.