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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Sep 28, 2022

Accession no.
0001140361-22-035071
Filed
Sep 28, 2022
Trade date
Sep 26-28, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market purchases total $221.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 26, 2022Common StockPPurchaseAcquired+30,455$1.99+$60,605.451,534,866Indirect
Sep 26, 2022Common StockPPurchaseAcquired+9,708$1.99+$19,318.92130,256Indirect
Sep 26, 2022Common StockPPurchaseAcquired+52,146$1.99+$103,770.541,796,158Indirect
Sep 27, 2022Common StockPPurchaseAcquired+4,444$1.99+$8,843.561,539,310Indirect
Sep 27, 2022Common StockPPurchaseAcquired+1,415$1.99+$2,815.85131,671Indirect
Sep 27, 2022Common StockPPurchaseAcquired+7,605$1.99+$15,133.951,803,763Indirect
Sep 28, 2022Common StockPPurchaseAcquired+1,827$2.00+$3,6541,541,137Indirect
Sep 28, 2022Common StockPPurchaseAcquired+588$2.00+$1,176132,259Indirect
Sep 28, 2022Common StockPPurchaseAcquired+3,146$2.00+$6,2921,806,909Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)