Neuberger Berman Investment Advisers LLC's Form 4 filing
Getty Images Holdings, Inc. (GETY) · filed Sep 20, 2022
- Accession no.
- 0001140361-22-034146
- Filed
- Sep 20, 2022, 9:42 PM ET
- Trade date
- Sep 16-20, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $10.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neuberger Berman Investment Advisers LLCCIK 0001230440 | 10% Owner |
| Neuberger Berman Group LLCCIK 0001465109 | 10% Owner |
| Neuberger Berman Investment Advisers Holdings LLCCIK 0001845560 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A common stock | SSaleDisposed | −628,485 | $8.80F3 | −$5,532,239.21 | 65,149,513 | Indirect | |
| Sep 16, 2022 | Class A common stock | SSaleDisposed | −307,934 | $9.73F4 | −$2,997,398.76 | 64,841,579 | Indirect | |
| Sep 16, 2022 | Class A common stock | SSaleDisposed | −108,038 | $10.71F5 | −$1,157,594.76 | 64,733,541 | Indirect | |
| Sep 19, 2022 | Class A common stock | SSaleDisposed | −131,618 | $8.50F6 | −$1,118,963.59 | 64,601,923 | Indirect | |
| Sep 20, 2022 | Class A common stock | SSaleDisposed | −5,200 | $8.74F7 | −$45,454.76 | 64,596,723 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $9.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.49, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.21, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.53, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.75, inclusive.
Referenced by the price of 1 transaction in Table I.