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Drapkin Matthew A's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Sep 12, 2022

Accession no.
0001140361-22-033106
Filed
Sep 12, 2022
Trade date
Sep 8-12, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market purchases total $38.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Drapkin Matthew ACIK 0001458693Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 8, 2022Common StockPPurchaseAcquired+1,412$2.05+$2,894.61,495,314Indirect
Sep 8, 2022Common StockPPurchaseAcquired+466$2.05+$955.3117,563Indirect
Sep 8, 2022Common StockPPurchaseAcquired+2,483$2.05+$5,090.151,728,113Indirect
Sep 9, 2022Common StockPPurchaseAcquired+2,631$2.05+$5,393.551,497,945Indirect
Sep 9, 2022Common StockPPurchaseAcquired+875$2.05+$1,793.75118,438Indirect
Sep 9, 2022Common StockPPurchaseAcquired+4,647$2.05+$9,526.351,732,760Indirect
Sep 12, 2022Common StockPPurchaseAcquired+2,050$2.05+$4,202.51,499,995Indirect
Sep 12, 2022Common StockPPurchaseAcquired+685$2.05+$1,404.25119,123Indirect
Sep 12, 2022Common StockPPurchaseAcquired+3,630$2.05+$7,441.51,736,390Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)