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Lawrence Bryan H's Form 4 filing

Hallador Energy Co (HNRG) · filed Sep 12, 2022

Accession no.
0001140361-22-033104
Filed
Sep 12, 2022
Trade date
Aug 18-Sep 12, 2022
Filing delay
25 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions. Open-market sales total $4.88M. It was filed 25 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lawrence Bryan HCIK 0001210010Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2022Common Stock, par value $0.01 per shareSSaleDisposed−261,433$7.10F2−$1,856,174.3343,471Indirect
Sep 8, 2022Common Stock, par value $0.01 per shareSSaleDisposed−24,875$6.31F3−$156,961.25318,596Indirect
Sep 9, 2022Common Stock, par value $0.01 per shareSSaleDisposed−23,518$6.28F4−$147,693.04295,078Indirect
Sep 12, 2022Common Stock, par value $0.01 per shareSSaleDisposed−34,029$5.95F5−$202,472.55261,049Indirect
Aug 24, 2022Common Stock, par value $0.01 per shareSSaleDisposed−75,414$7.19F6−$542,226.66285,680Indirect
Aug 25, 2022Common Stock, par value $0.01 per shareSSaleDisposed−59,680$7.30F7−$435,664226,000Indirect
Aug 26, 2022Common Stock, par value $0.01 per shareSSaleDisposed−75,212$7.31F8−$549,799.72150,788Indirect
Aug 29, 2022Common Stock, par value $0.01 per shareSSaleDisposed−18,738$7.27F9−$136,225.26132,050Indirect
Aug 30, 2022Common Stock, par value $0.01 per shareSSaleDisposed−46,047$6.56F10−$302,068.3286,003Indirect
Aug 31, 2022Common Stock, par value $0.01 per shareSSaleDisposed−30,711$6.54F11−$200,849.9455,292Indirect
Sep 1, 2022Common Stock, par value $0.01 per shareSSaleDisposed−30,741$6.26F12−$192,438.6624,551Indirect
Sep 2, 2022Common Stock, par value $0.01 per shareSSaleDisposed−24,551$6.34F13−$155,653.340Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.82 to $7.21, inclusive. The reporting person undertakes to Hallador Energy Company (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13).

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.43, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.37, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.25, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.25, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.38, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.51, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.43, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $7.01, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.60, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.40, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.23 to $6.45, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)