Lorber David A's Form 4 filing
PhenixFIN Corp (PFX) · filed Sep 9, 2022
- Accession no.
- 0001140361-22-032960
- Filed
- Sep 9, 2022
- Trade date
- Sep 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $347.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorber David ACIK 0001358538 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +4,575 | $37.05 | +$169,503.75 | 76,832 | Direct | |
| Sep 9, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +4,787 | $37.25 | +$178,315.75 | 81,619 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.