Neuberger Berman Investment Advisers LLC's Form 4 filing
Getty Images Holdings, Inc. (GETY) · filed Aug 31, 2022
- Accession no.
- 0001140361-22-031823
- Filed
- Aug 31, 2022, 8:45 PM ET
- Trade date
- Aug 29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $106.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neuberger Berman Investment Advisers LLCCIK 0001230440 | 10% Owner |
| Neuberger Berman Group LLCCIK 0001465109 | 10% Owner |
| Neuberger Berman Investment Advisers Holdings LLCCIK 0001845560 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2022 | Class A common stock | XIn-the-money exerciseAcquired | +9,280,000 | $11.50 | +$106,720,000 | 69,280,000 | Indirect | |
| Aug 29, 2022 | Class A common stock | SSaleDisposed | −3,502,002 | $30.47F4 | −$106,706,000.94 | 65,777,998 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2022 | Class A common stock | XIn-the-money exerciseDisposed | −9,280,000 | $0.00 | $0 | 3,750,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Pursuant to the terms of the warrant agreement, the price for purposes of the cashless exercise was the average last reported sale price of the Class A common stock for the ten trading days ending on the third trading day prior to the date of the warrant exercise notice.
Referenced by the price of 1 transaction in Table I.