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Lorber David A's Form 4 filing

PhenixFIN Corp (PFX) · filed Aug 30, 2022

Accession no.
0001140361-22-031601
Filed
Aug 30, 2022
Trade date
Aug 26-30, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $164.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lorber David ACIK 0001358538Director, Officer (CHAIRMAN AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2022Common Stock, $0.001 par valuePPurchaseAcquired+4,152$37.99+$157,734.4872,090Direct
Aug 29, 2022Common Stock, $0.001 par valuePPurchaseAcquired+51$37.42+$1,908.4272,141Direct
Aug 30, 2022Common Stock, $0.001 par valuePPurchaseAcquired+116$37.40+$4,338.472,257Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)