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Lorber David A's Form 4/A amendment

Amended

PhenixFIN Corp (PFX) · filed Aug 18, 2022

Accession no.
0001140361-22-030316
Filed
Aug 18, 2022
Trade date
Aug 11-18, 2022
Filing delay
7 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Aug 15, 2022

This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market purchases total $228.7K. It was filed 7 days after the trade.

This amendment replaces 0001140361-22-029702 (filed Aug 15, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lorber David ACIK 0001358538Director, Officer (CHAIRMAN AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 11, 2022Common Stock, $0.001 par valuePPurchaseAcquired+1,001$35.64+$35,675.6462,955Direct
Aug 11, 2022Common Stock, $0.001 par valuePPurchaseAcquired+299$36.75+$10,988.2563,254Direct
Aug 12, 2022Common Stock, $0.001 par valuePPurchaseAcquired+390$36.71+$14,316.963,644Direct
Aug 15, 2022Common Stock, $0.001 par valuePPurchaseAcquired+210$37.73+$7,923.363,854Direct
Aug 12, 2022Common Stock, $0.001 par valuePPurchaseAcquired+240$36.73+$8,815.22,440Indirect
Aug 16, 2022Common Stock, $0.001 par valuePPurchaseAcquired+1$36.51+$36.5163,855Direct
Aug 17, 2022Common Stock, $0.001 par valuePPurchaseAcquired+714$36.77+$26,253.7864,569Direct
Aug 18, 2022Common Stock, $0.001 par valuePPurchaseAcquired+3,369$37.00+$124,65367,938Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)