Maple Rock Capital Partners Inc.'s Form 4 filing
Groupon, Inc.GRPN · filed Aug 17, 2022
- Accession no.
- 0001140361-22-030183
- Filed
- Aug 17, 2022, 9:54 PM ET
- Trade date
- Jun 9-Jul 15, 2022
- Filing delay
- 69 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $3.85M. It was filed 69 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maple Rock Capital Partners Inc.CIK 0001658363 | 10% Owner |
| Majic XavierCIK 0001943120 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | PPurchaseAcquired | +44,149 | $14.82F2 | +$654,376.48 | 2,454,849 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +171,851 | $15.41F3 | +$2,648,052.06 | 2,626,700 | Indirect | |
| Jul 1, 2022 | Common Stock | PPurchaseAcquired | +50,000 | $10.85F4 | +$542,665 | 2,676,700 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +600,000 | $1.52F6 | +$9,117.6 | 13,700 | Indirect | |
| Jun 24, 2022 | Common Stock | PPurchaseAcquired | +130,000 | $1.34F7 | +$1,742.39 | 15,000 | Indirect | |
| Jul 15, 2022 | Common Stock | SSaleDisposed | −1,500,000 | $0.1307F8 | −$1,960.5 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $14.70 to $14.96, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $15.13 to $15.835, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4).
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 8 is a weighted average price. These stock options were purchased in multiple transactions at prices ranging from $1.35 to $1.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options purchased at each separate price within the ranges set forth in this footnote (6).
Referenced by the price of 1 transaction in Table II.
- F7
The price reported in Column 8 is a weighted average price. These stock options were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options purchased at each separate price within the ranges set forth in this footnote (7).
Referenced by the price of 1 transaction in Table II.
- F8
The price reported in Column 8 is a weighted average price. These stock options were sold in multiple transactions at prices ranging from $0.12 to $0.21, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options sold at each separate price within the ranges set forth in this footnote (8).
Referenced by the price of 1 transaction in Table II.