Winn David Randall's Form 4 filing
Definitive Healthcare Corp.DH · filed Aug 10, 2022
- Accession no.
- 0001140361-22-029080
- Filed
- Aug 10, 2022
- Trade date
- Aug 8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $52.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winn David RandallCIK 0001813116 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Class A Common Stock | CConversionAcquired | +1,948,960 | –F2 | – | 1,948,960 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | CConversionAcquired | +5,763 | –F2 | – | 5,763 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | SSaleDisposed | −245,277 | $24.03 | −$5,894,006.31 | 275,650 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | SSaleDisposed | −1,948,960 | $24.03 | −$46,833,508.8 | 0 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | SSaleDisposed | −5,763 | $24.03 | −$138,484.89 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Class A Common Stock | CConversionDisposed | −1,948,960 | $0.00 | $0 | 2,190,307 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | CConversionDisposed | −5,763 | $0.00 | $0 | 6,476 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Reporting Person may exchange LLC Units of AIDH Topco, LLC for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The LLC Units of AIDH Topco, LLC have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled.
Referenced by the price of 2 transactions in Table I.