MetLife Investment Management, LLC's Form 4 filing
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) · filed Aug 4, 2022
- Accession no.
- 0001140361-22-028232
- Filed
- Aug 4, 2022, 6:16 PM ET
- Trade date
- Aug 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $3.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| MetLife Investment Management, LLCCIK 0001529735 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Series T Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +120,000 | $25.00 | +$3,000,000 | 120,000 | Indirect | |
| Aug 2, 2022 | 4.67% Series SS Senior Unsecured Notes due August 2, 2034 | PPurchaseAcquired | +2,000,000 | $2,000,000.00F1 | +$4,000,000,000,000 | – | Indirect | Price outlier |
| Aug 2, 2022 | 4.67% Series SS Senior Unsecured Notes due August 2, 2034 | PPurchaseAcquired | +1,000,000 | $1,000,000.00F1 | +$1,000,000,000,000 | – | Indirect | Price outlier |
| Aug 2, 2022 | 4.67% Series SS Senior Unsecured Notes due August 2, 2034 | PPurchaseAcquired | +3,000,000 | $3,000,000.00F1 | +$9,000,000,000,000 | – | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price reflects the aggregate principal amount of the 4.67% Series SS Senior Unsecured Notes due August 2, 2034 (the "Notes") purchased.
Referenced by the price of 3 transactions in Table I.