Newman Howard H's Form 4 filing
MNRL Sub Inc. (MNRL) · filed Jun 27, 2022
- Accession no.
- 0001140361-22-024203
- Filed
- Jun 27, 2022, 9:02 PM ET
- Trade date
- Jun 23, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newman Howard HCIK 0001013026 | Director |
| Pine Brook Capital Partners II, L.P.CIK 0001556984 | Director |
| Pbra, LLCCIK 0001615816 | Director |
| Pine Brook Road Advisors, L.P.CIK 0001630691 | Director |
| Pine Brook PD Intermediate, L.P.CIK 0001751124 | Director |
| Pine Brook BXP Intermediate, L.P.CIK 0001774257 | Director |
| Pine Brook Road Associates II, L.P.CIK 0001774259 | Director |
| Pine Brook BXP II Intermediate, L.P.CIK 0001774260 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | SSaleDisposed | −14,062 | $25.21F3 | −$354,549.42 | 0 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | SSaleDisposed | −23,638 | $25.21F3 | −$595,991.99 | 0 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | SSaleDisposed | −3,803 | $25.21F3 | −$95,886.18 | 0 | Indirect | |
| Jun 23, 2022 | Class B Common Stock, par value $0.01 | CConversionDisposed | −154,494 | –F7 | – | 730,165 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionAcquired | +154,494 | –F7 | – | 0 | Indirect | |
| Jun 23, 2022 | Class B Common Stock, par value $0.01 | CConversionDisposed | −259,691 | –F8 | – | 1,227,346 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionAcquired | +259,691 | –F8 | – | 0 | Indirect | |
| Jun 23, 2022 | Class B Common Stock, par value $0.01 | CConversionDisposed | −41,779 | –F9 | – | 197,458 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionAcquired | +41,779 | –F9 | – | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionDisposed | −154,494 | $0.00 | $0 | 730,165 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionDisposed | −259,691 | $0.00 | $0 | 1,227,346 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.01 | CConversionDisposed | −41,779 | $0.00 | $0 | 197,458 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 3 transactions in Table I.
- F7
Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F8
Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F9
Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.