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Matter David's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Jun 16, 2022

Accession no.
0001140361-22-023285
Filed
Jun 16, 2022
Trade date
Jun 14-15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $409.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Matter DavidCIK 0001931402Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 14, 2022Common StockPPurchaseAcquired+122,773$2.42+$297,110.66220,990Direct
Jun 15, 2022Common StockPPurchaseAcquired+46,106$2.44+$112,498.64267,096Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)