Phillips Keith D.'s Form 4 filing
Piedmont Lithium Inc. (PLL) · filed Jun 15, 2022
- Accession no.
- 0001140361-22-023074
- Filed
- Jun 15, 2022
- Trade date
- Jun 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $183.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Keith D.CIK 0001864191 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +15,000 | $18.57 | +$278,550 | 105,707 | Direct | |
| Jun 13, 2022 | Common Stock, par value $0.0001 | FTax withholdingDisposed | −5,819 | $47.87 | −$278,555.53 | 99,888 | Direct | |
| Jun 13, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −3,837 | $47.87F2 | −$183,677.19 | 96,051 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 15,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.82 to $47.96 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.
Referenced by the price of 1 transaction in Table I.