MetLife Investment Management, LLC's Form 4 filing
Neuberger High Yield Strategies Fund Inc. (NHS) · filed Jun 10, 2022
- Accession no.
- 0001140361-22-022613
- Filed
- Jun 10, 2022
- Trade date
- Aug 4, 2020
- Filing delay
- 675 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market purchases total $95.0M. It was filed 675 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| MetLife Investment Management, LLCCIK 0001529735 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2020 | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | JOtherDisposed | −15,969,333 | $15,992,744.26 | −$255,393,458,671,778.6 | 7,984,667 | Indirect | Price outlier |
| Aug 4, 2020 | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | JOtherDisposed | −17,621,333 | $17,647,166.12 | −$310,966,590,706,837.94 | 8,810,667 | Indirect | Price outlier |
| Aug 4, 2020 | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | JOtherDisposed | −26,409,334 | $26,448,050.45 | −$698,475,397,982,900.2 | 13,204,666 | Indirect | Price outlier |
| Aug 4, 2020 | Series B Mandatory Redeemable Preferred Shares | JOtherDisposed | −1,400 | $35,092,143.82 | −$49,129,001,348 | 0 | Indirect | Price outlier |
| Aug 4, 2020 | Series C Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +4,960,000 | $12.50 | +$62,000,000 | 4,960,000 | Indirect | |
| Aug 4, 2020 | Series C Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +960,000 | $12.50 | +$12,000,000 | 960,000 | Indirect | |
| Aug 4, 2020 | Series C Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +1,680,000 | $12.50 | +$21,000,000 | 1,680,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.