KKR Financial Holdings LLC's Form 4 filing
KKR Real Estate Finance Trust Inc. (KREF) · filed Jun 9, 2022
- Accession no.
- 0001140361-22-022480
- Filed
- Jun 9, 2022, 5:00 PM ET
- Trade date
- Jun 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $82.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KKR Financial Holdings LLCCIK 0001386926 | 10% Owner |
| KKR REFT Holdings GP LLCCIK 0001704427 | 10% Owner |
| KKR REFT Holdings L.P.CIK 0001704430 | 10% Owner |
| KKR REFT Asset Holdings LLCCIK 0001704539 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Common Stock | SSaleDisposed | −4,250,000 | $19.51F1 | −$82,917,500 | 10,000,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount represents the $19.70 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.19 per share for shares sold by KKR REFT Holdings L.P. in connection with an underwritten public offering.
Referenced by the price of 1 transaction in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.