Hugar James H's Form 4/A amendment
AmendedGreat Elm Group, Inc. (GEG) · filed May 24, 2022
- Accession no.
- 0001140361-22-020429
- Filed
- May 24, 2022
- Trade date
- May 18, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 20, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $3.72K. It was filed 6 days after the trade.
This amendment replaces 0001140361-22-020099 (filed May 20, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hugar James HCIK 0001475698 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct information pertaining to the amount of securities purchased, purchase price and amount of securities beneficially owned following the transaction.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.10, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.