Lorber David A's Form 4 filing
PhenixFIN Corp (PFX) · filed May 13, 2022
- Accession no.
- 0001140361-22-019208
- Filed
- May 13, 2022
- Trade date
- May 11-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $621.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorber David ACIK 0001358538 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +12,379 | $38.88 | +$481,295.52 | 59,533 | Direct | |
| May 12, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +204 | $38.73 | +$7,900.92 | 59,737 | Direct | |
| May 13, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +2,217 | $38.64 | +$85,664.88 | 61,954 | Direct | |
| May 13, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,200 | $38.80 | +$46,560 | 2,200 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.