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Ball Antony C's Form 4/A amendment

Amended

Lesaka Technologies Inc (LSAK) · filed Mar 31, 2022

Accession no.
0001140361-22-012425
Filed
Mar 31, 2022, 9:54 PM ET
Trade date
Mar 16-17, 2022
Filing delay
15 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 18, 2022

This filing lists 2 non-derivative transactions. Open-market purchases total $116.6K. It was filed 15 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ball Antony CCIK 0001293885Director
Nkosi MondeCIK 0001834957Director
Value Capital Partners (Pty) LtdCIK 000181039010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2022Common stockPPurchaseAcquired+12,266$4.95F1+$60,716.712,887,571IndirectDuplicate filing
Mar 17, 2022Common stockPPurchaseAcquired+12,401$4.51F3+$55,928.5112,899,972IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported represents the volume-weighted average price of the transactions reported here. Purchase prices for the transactions reported here range from $4.82 to $5.00. Full information regarding the number of shares of the common stock (the "Shares") of Net 1 UEPS Technologies Inc. ("Net 1") purchased at each separate price will be provided to the SEC, Net 1 or its shareholders upon request.

Referenced by the price of 1 transaction in Table I.

F2

Value Capital Partners (Pty) Ltd ("VCP") is investment manager to the Value Capital Partners H4 QI Hedge Fund, a South African collective investment scheme trust ("VCP QIHF"), and certain segregated accounts (together with VCP QIHF, the "VCP Managed Funds"). The VCP Managed Funds have appointed VCP as investment manager, providing VCP with voting and dispositive power over the Shares directly held by any of the VCP Managed Funds and therefore VCP may be deemed to be the beneficial owner of the Shares. Monde Nkosi and Antony C. Ball are minority shareholders and chairmen of VCP. Each VCP and Messrs. Nkosi and Ball disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that VCP or Messrs. Nkosi and Ball are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3

The price reported represents the volume-weighted average price of the transactions reported here. Purchase prices for the transactions reported here range from $4.94 to $5.00. Full information regarding the number of shares of the common stock (the "Shares") of Net 1 UEPS Technologies Inc. ("Net 1") purchased at each separate price will be provided to the SEC, Net 1 or its shareholders upon request.

Referenced by the price of 1 transaction in Table I.

F4

This amendment and restatement of the original Form 4s timely filed by Messrs. Nkosi and Ball is being filed due to an inadvertent omission of VCP as a reporting person and does not include any previously unreported transactions.

Read the full filing on SEC EDGAR (opens in a new tab)